VP, Financial Consultant - Fremont, CA

Company: CFA Institute
Location: Fremont
Posted on: May 2, 2025

Job Description:

Your opportunityIn addition to the salary range, this role is also eligible for bonus or incentive opportunities. Click the link below to review our Investment Professionals' incentive structure.At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the finance industry together.Schwab's branch team is at the heart of our firm's commitment to helping clients own their financial futures. In this exciting role, you'll give clients financial guidance while forming lasting relationships built on trust, respect, and reaching a common goal. You'll also have the ability to take charge of your own professional journey with our supportive, nurturing culture and diverse set of career opportunities.As a Financial Consultant at Schwab, you will be responsible for practicing wealth management and financial planning advice with existing Schwab clients. Over time, you'll grow your practice through client asset consolidation, networking, and earning client referrals. If you currently hold your securities license, enjoy working in a team setting, and share our passion for serving clients - this role is for you.What you haveRequired Qualifications:

• A valid and active FINRA Series 7 license required
  • Obtaining or acquiring FINRA Series 66 (63/65) license and Life & Health Insurance as it will be required during your tenure on the job.Preferred Qualifications:
    • Ability to build strong relationships, engage and encourage trust, and deepen the client relationship by applying a focused client communication strategy, and exceeding client expectations.
      • Strong candidates will also learn to leverage our team of Schwab specialists, Schwab advice guidelines, your knowledge of the markets, and your ability to inspire action to help your clients progress toward achieving their goals.
        • Openness to manage wealth on behalf of our clients including: Retirement Planning, Education Planning, Investment Management, Banking & Lending Management, Insurance & Risk Management, and Estate Planning
          • Ability to adapt and implement change as the market and business conditions evolve
            • Passion for community engagement to share and engage clients in discussion about market conditions, sound investing principles, and the ideal wealth and long-term investment strategies for their personal situation
              • Desire to provide an outstanding investor experience in addition to furthering your own professional development in Wealth Management.
                • Pursuant to SAFE Act requirements, all employees engaged in residential loan mortgage originations must register with the NMLS registry system and remain in good standing. You will be required to register and submit to the required SAFE Act background check and registration process.What's in it for youAt Schwab, we're committed to empowering our employees' personal and professional success. Our purpose-driven, supportive culture, and focus on your development means you'll get the tools you need to make a positive difference in the finance industry.We offer a competitive that takes care of the whole you - both today and in the future:
                  • 401(k) with company match and Employee stock purchase plan
                    • Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
                      • Paid parental leave and family building benefits
                        • Tuition reimbursement
                          • Health, dental, and vision insurance
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